| Actividades reguladas | Tipo de cliente | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Making arrangements with a view to transactions in investments | Professional, Eligible Counterparty | Share
Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Commodity Future
Commodity option and option on commodity future
Certificates representing certain security
Debenture
Government and public security
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet |
| Dealing in investments as principal | Professional, Eligible Counterparty | Commodity Future
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments)
Share
Commodity option and option on commodity future
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Security)
Government and public security
Certificates representing certain security
Debenture
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet |
| Dealing in investments as agent | Professional, Eligible Counterparty | Commodity Future
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments)
Share
Commodity option and option on commodity future
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Security)
Government and public security
Certificates representing certain security
Debenture
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Share
Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Commodity Future
Commodity option and option on commodity future
Certificates representing certain security
Debenture
Government and public security
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Spread Bet |
| Advising on P2P agreements | Professional, Eligible Counterparty | |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) | Professional, Eligible Counterparty | Share
Option (excluding a commodity option and an option on a commodity future)
Future (excluding a commodity future and a rolling spot forex contract)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Commodity Future
Commodity option and option on commodity future
Certificates representing certain security
Debenture
Government and public security |