| Actividades reguladas | Tipo de cliente | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Safeguarding and administration of assets (without arranging) | Professional | Commodity Future Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) |
| Managing investments | Professional | Certificates representing certain security Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract |
| Making arrangements with a view to transactions in investments | Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Debenture Share |
| Dealing in investments as principal | Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Debenture |
| Dealing in investments as agent | Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Debenture Share |
| Arranging safeguarding and administration of assets | Professional | Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Debenture Share |