🌐 Esta página aún no está completamente traducida; parte del contenido se muestra en chino simplificado.
Registro regulatorio › ASIC › AFSL 520160
ESR INVESTMENT MANAGEMENT 1 (AUSTRALIA) PTY LIMITED
澳大利亚 ASIC · AFSL 520160 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
ESR INVESTMENT MANAGEMENT 1 (AUSTRALIA) PTY LIMITED 是一家在澳大利亚注册的公司，注册地址位于SYDNEY NSW 2000。
该公司拥有ASIC颁发的牌照/登记号AFSL 520160，当前登记状态为Authorised（AFS持牌人—涉及外汇/衍生品的授权），牌照生效日期为2020年5月18日。
该机构被授权提供一般金融产品建议，涉及的金融产品包括非投资者定向投资组合服务的管理投资计划权益和证券；同时可进行金融产品的交易，包括用于风险管理（对冲）的衍生品、外汇合约、管理投资计划权益和证券等。
目前未提供商号、网站或跨境服务的相关信息。
请读者以ASIC官方登记页面为准，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 520160 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 58626831945 |
| Fecha de vigencia de la licencia | 18/05/2020 |
| Región de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
(1) utilised for the management of financial risk (hedging) which only have the purposes of:
(2) management or mitigation of the financial consequences of particular circumstances happening; or
(3) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(C) foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
(1) utilised for the management of financial risk (hedging) which only have the purposes of:
(2) management or mitigation of the financial consequences of particular circumstances happening; or
(3) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
(1) utilised for the management of financial risk (hedging) which only have the purposes of:
(2) management or mitigation of the financial consequences of particular circumstances happening; or
(3) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(C) foreign exchange contracts limited to the buying and selling of currency or exchange of currency:
(1) utilised for the management of financial risk (hedging) which only have the purposes of:
(2) management or mitigation of the financial consequences of particular circumstances happening; or
(3) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.