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Registro regulatorio › ASIC › AFSL 482238
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED
澳大利亚 ASIC · AFSL 482238 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
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Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 482238 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 85605806059 |
| Fecha de vigencia de la licencia | 18/04/2016 |
| Región de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts; and
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(c) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(1) derivatives;
(2) foreign exchange contracts;
(3) interests in managed investment schemes limited to:
(a)
own managed investment scheme only; and
(4) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(2) derivatives;
(3) foreign exchange contracts;
(4) debentures, stocks or bonds issued or proposed to be issued by a government;
(5) interests in managed investment schemes excluding investor directed portfolio services; and
(6) securities; and
(d) provide the following custodial or depository services to wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts; and
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(c) deal in a financial product to wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(1) derivatives;
(2) foreign exchange contracts;
(3) interests in managed investment schemes limited to:
(a)
own managed investment scheme only; and
(4) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(2) derivatives;
(3) foreign exchange contracts;
(4) debentures, stocks or bonds issued or proposed to be issued by a government;
(5) interests in managed investment schemes excluding investor directed portfolio services; and
(6) securities; and
(d) provide the following custodial or depository services to wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services.
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