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Registro regulatorio › ASIC › AFSL 474953
HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED
澳大利亚 ASIC · AFSL 474953 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
HOULIHAN LOKEY (AUSTRALIA) PTY LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 474953，当前登记状态为“授权（AFS持牌人—涉及外汇/衍生品的授权）”，牌照生效日期为2015年5月22日。
该机构被授权提供以下金融服务：为以下类别的金融产品提供财务产品建议，包括衍生品、外汇合约、政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券；并为批发客户安排他人发行、申请、获取、变更或处置以下类别的金融产品，包括政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议通过ASIC官方网站核实详细信息，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 474953 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 74601825227 |
| Fecha de vigencia de la licencia | 22/05/2015 |
| Región de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities;
to wholesale clients.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.