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Registro regulatorio › ASIC › AFSL 409535
STEWARDS CAPITAL GROUP PTY LTD
澳大利亚 ASIC · AFSL 409535 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
STEWARDS CAPITAL GROUP PTY LTD 是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构，注册地为 ST LEONARDS NSW 2065。
该机构的牌照/登记号为 AFSL 409535，登记状态为 Authorised（AFS 从业者 — FX/衍生品相关授权），牌照生效日期为 2011 年 9 月 27 日。
该机构获授权提供金融产品建议，包括针对零售和批发客户的存款及支付产品、债券、人寿产品、投资计划、退休储蓄账户、证券、标准保证金贷款以及养老金服务。此外，还授权为批发客户提供与风险管理相关的衍生品和外汇合约服务。
目前未提供商号、网站或跨境服务信息。
请读者以澳大利亚证券和投资委员会（ASIC）的官方登记页面为准，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 409535 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 93112249135 |
| Fecha de vigencia de la licencia | 27/09/2011 |
| Región de registro | ST LEONARDS NSW 2065 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities;
(vii) standard margin lending facility; and
(viii superannuation; and
(b) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities;
(G) standard margin lending facility; and
(H) superannuation;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(a)
management or mitigation of the financial consequences of particular circumstances happening; or
(b)
avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(a)
management or mitigation of the financial consequences of particular circumstances happening; or
(b)
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services;
(v) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vi) securities;
(vii) standard margin lending facility; and
(viii superannuation; and
(b) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(ii) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(A) management or mitigation of the financial consequences of particular circumstances happening; or
(B) avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(1) management or mitigation of the financial consequences of particular circumstances happening; or
(2) avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(F) securities;
(G) standard margin lending facility; and
(H) superannuation;
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(A) derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
(a)
management or mitigation of the financial consequences of particular circumstances happening; or
(b)
avoiding or limiting the financial consequences or fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
(B) foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
(a)
management or mitigation of the financial consequences of particular circumstances happening; or
(b)
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;.
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