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Registro regulatorio › ASIC › AFSL 404698
TORONTO DOMINION AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 404698 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
TORONTO DOMINION AUSTRALIA LIMITED 是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构。
该机构的牌照/登记号为 AFSL 404698，登记状态为 Authorised（AFS 许可人 —— 涉及外汇和衍生品的授权），牌照生效日期为 01/07/2011。
该机构获授权提供以下服务：为特定金融产品提供财务产品建议，包括存款和支付产品、政府发行的债券、股票或债券，以及证券；为衍生品和外汇合约提供一般财务产品建议；代表他人处理存款和支付产品、政府发行的债券、股票或债券，以及证券；承销证券发行；并为政府发行的债券、股票或债券及其他实体发行的债券做市。
该机构的登记地址为 International，未提供具体商号或网站信息。
请读者注意，所有信息应以 ASIC 官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 404698 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 73004858020 |
| Fecha de vigencia de la licencia | 01/07/2011 |
| Región de registro | International |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iii) securities;
(b) provide general financial product advice for the following clases of financial products:
(i) derivatives; and
(ii) foreign exchange contracts;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government; and
(C) securities; and
(d) underwriting:
(i) an issue of securities; and
(e) make a market for the following financial products:
(i) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
to wholesale clients.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.