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Registro regulatorio › ASIC › AFSL 350159
CLSA AUSTRALIA PTY LTD
澳大利亚 ASIC · AFSL 350159 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
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Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 350159 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 53139992331 |
| Fecha de vigencia de la licencia | 22/07/2010 |
| Región de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.5 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Derivatives","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.2 Derivatives","Wholesale clients
,"","2.2.3 Foreign exchange contracts","Wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.5 Securities","Wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Wholesale clients
,"","2.3.2 Securities","Wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
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