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Registro regulatorio › ASIC › AFSL 341926
AUSTRALIAN WEALTH SERVICES PTY LTD
澳大利亚 ASIC · AFSL 341926 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Resumen
AUSTRALIAN WEALTH SERVICES PTY LTD 是一家在澳大利亚注册的金融服务公司，登记地址位于昆士兰州米爾頓。
该公司持有澳洲证券与投资委员会（ASIC）颁发的牌照，牌照号为 AFSL 341926，当前登记状态为授权（AFS持牌人，涉及外汇和衍生品业务）。
该公司的授权业务包括向零售和批发客户提供金融产品建议，涵盖存款和支付产品、衍生品、外汇合约、政府发行的债券、人寿产品、管理投资计划、退休储蓄账户、证券以及养老金等。
目前未提供商号、网站或跨境服务信息。
请以澳洲证券与投资委员会的官方登记页面为准，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 341926 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 46116555732 |
| Fecha de vigencia de la licencia | 14/12/2009 |
| Región de registro | MILTON QLD 4064 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities; and
(ix) superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) standard margin lending facility; and
(ii) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services; and
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients in respect of the following classes of financial products:
(A) standard margin lending facility; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) securities;
(iii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities; and
(I) superannuation; and
(v) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) standard margin lending facility.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(viii securities; and
(ix) superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) standard margin lending facility; and
(ii) financial products limited to:
(A) miscellaneous financial investment products limited to MDA services; and
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients in respect of the following classes of financial products:
(A) standard margin lending facility; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) securities;
(iii) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities; and
(I) superannuation; and
(v) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) standard margin lending facility.
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