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Registro regulatorio › ASIC › AFSL 255475
TREND INVESTOR SERVICES PROPRIETARY LIMITED
澳大利亚 ASIC · AFSL 255475 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
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Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 255475 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 65061768670 |
| Fecha de vigencia de la licencia | 03/02/2004 |
| Región de registro | ASCOT QLD 4007 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) standard margin lending facility; and
(xi) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives limited to:
(1) derivatives restricted to those arrangements that are, at the time of providing a financial service, subject to the operating rules of a licensed market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii);
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(2) MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility; and
(J) superannuation; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities;
(x) standard margin lending facility; and
(xi) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives limited to:
(1) derivatives restricted to those arrangements that are, at the time of providing a financial service, subject to the operating rules of a licensed market complying with Regulation 7.2.07(e)(i) or Regulation 7.2.07(e)(ii);
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(2) MDA services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility; and
(J) superannuation; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
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