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Registro regulatorio › ASIC › AFSL 246827
PHILLIP CAPITAL LIMITED
澳大利亚 ASIC · AFSL 246827 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
PHILLIP CAPITAL LIMITED是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于墨尔本。
该机构的牌照/登记号为AFSL 246827，当前登记状态为授权（AFS持牌人——外汇/衍生品相关授权），牌照生效日期为2004年3月1日。
PHILLIP CAPITAL LIMITED被授权提供金融产品建议，包括外汇合约、衍生品、政府债券、人寿保险产品、管理投资计划、证券以及特定类型的管理投资权证等。同时，该机构也被授权交易相关金融产品。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会的官方登记页面为准，同时警惕任何冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 246827 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 14002918247 |
| Fecha de vigencia de la licencia | 01/03/2004 |
| Región de registro | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(A) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(B) that is transferable; and
(C) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) interests in managed investment schemes limited to:
(1) MDA services;
(E) securities; and
(F) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(2) that is transferable; and
(3) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rulesof the financial market;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(2) that is transferable; and
(3) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vii) interests in managed investment schemes limited to:
(B) MDA services;
(viii securities;
(ix) standard margin lending facility;
(x) superannuation; and
(xi) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(A) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(B) that is transferable; and
(C) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) interests in managed investment schemes limited to:
(1) MDA services;
(E) securities; and
(F) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(2) that is transferable; and
(3) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rulesof the financial market;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) interests in managed investment schemes limited to:
(2) MDA services;
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to miscellaneous financial investment products limited to managed investment warrants:
(1) to which the definition of derivative in subsection 761D(1) applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii); and
(2) that is transferable; and
(3) that is a warrant as defined in the Operating Rules of a financial market that is operated by an Australian market licensee and has been admitted to trading status or quotation on a financial market in accordance with the Operating Rules of the financial market;
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.