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Registro regulatorio › ASIC › AFSL 241400
AUSTRALIAN INVESTMENT EXCHANGE LIMITED
澳大利亚 ASIC · AFSL 241400 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Presentación de la entidad
AUSTRALIAN INVESTMENT EXCHANGE LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，注册地址位于悉尼新南威尔士州。
该机构的牌照/登记号为 AFSL 241400，登记状态为授权（AFS持牌人 — 外汇/衍生品相关授权），牌照生效日期为 2004 年 3 月 10 日。
该机构获授权提供以下业务和服务：为特定类别的金融产品提供财务产品建议，包括基本存款产品、衍生品、政府发行的债券、投资于管理投资计划的权益（包括 AUSIEX 管理基金服务）以及证券；从事衍生品、管理投资计划权益（包括 AUSIEX 管理基金服务）和证券的交易；以及为零售和批发客户提供非投资导向型的托管或保管服务。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，以上信息基于官方登记内容，建议以 ASIC 官方登记页面为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 241400 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 71076515930 |
| Fecha de vigencia de la licencia | 10/03/2004 |
| Región de registro | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(v) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service"; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "AUSIEX Managed Funds Service";
(F) securities; and
(G) standard margin lending facility; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.