🌐 Esta página aún no está completamente traducida; parte del contenido se muestra en chino simplificado.
Registro regulatorio › ASIC › AFSL 230251
YARRA FUNDS MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 230251 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Resumen
YARRA FUNDS MANAGEMENT LIMITED 是一家在澳大利亚登记的金融机构,登记地址位于墨尔本维多利亚州。
该机构的牌照/登记号为 AFSL 230251,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2003 年 10 月 1 日。
该机构获授权提供金融产品建议,包括针对批发客户的存款和支付产品、衍生品、外汇合约、政府发行的债券、非投资者定向投资方案的权益以及证券。同时,也获授权向零售和批发客户提供一般金融产品建议,并可进行相关金融产品的交易和承销。
目前未提供商号、网站或跨境服务信息。
请读者以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 230251 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 63005885567 |
| Fecha de vigencia de la licencia | 01/10/2003 |
| Región de registro | MELBOURNE VIC 3000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products to wholesale clients:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice for the following classes of financial products to retail and wholesale clients:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes excluding investor directed portfolio services;
(ii) applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(iii) underwriting to wholesale clients:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(e) provide the following custodial or depository services to retail and wholesale client:
(i) operate custodial or depository services other than investor directed portfolio services.
(a) provide financial product advice for the following classes of financial products to wholesale clients:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice for the following classes of financial products to retail and wholesale clients:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes excluding investor directed portfolio services;
(ii) applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(iii) underwriting to wholesale clients:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(d) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(e) provide the following custodial or depository services to retail and wholesale client:
(i) operate custodial or depository services other than investor directed portfolio services.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.