🌐 Esta página aún no está completamente traducida; parte del contenido se muestra en chino simplificado.
Registro regulatorio › ASIC › AFSL 227263
VANGUARD INVESTMENTS AUSTRALIA LTD
澳大利亚 ASIC · AFSL 227263 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Resumen
VANGUARD INVESTMENTS AUSTRALIA LTD 是一家在澳大利亚注册的金融服务机构，登记地址位于墨尔本。
该机构的牌照/登记号为 AFSL 227263，登记状态为授权（AFS持牌人），牌照生效日期为 2003 年 7 月 1 日。
该机构被授权提供一般金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、证券以及养老金服务；同时可进行金融产品的交易，包括发行、申请、收购、变更或处置金融产品；并可运营特定的注册投资计划。
该机构提供名为“Vanguard Personal Investor”的投资者定向投资服务，但未提及商号、网站或跨境服务信息。
请读者注意，以上信息基于官方登记内容，如有疑问，请以 ASIC 官方登记页面为准。同时，需警惕冒用该名称的克隆网站或机构。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Campos del registro oficial
| Regulador | ASIC |
| N.º de licencia / registro | AFSL 227263 |
| Estado de registro | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 72072881086 |
| Fecha de vigencia de la licencia | 01/07/2003 |
| Región de registro | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Condiciones de autorización (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate the investor directed portfolio service known as "Vanguard Personal Investor" (the IDPS);
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) the investor directed portfolio service known as "Vanguard Personal Investor"; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate the investor directed portfolio service known as "Vanguard Personal Investor" (the IDPS);
to retail and wholesale clients.
⚠ Advertencia de riesgo: los productos de divisas y CFD son productos apalancados, con alto riesgo, y las pérdidas pueden exceder la inversión inicial, por lo que no son adecuados para todos los inversores. El contenido de esta página es solo material educativo general, no constituye asesoramiento de inversión, y no es una recomendación de ningún producto, bróker o comportamiento de trading. Antes de operar, asegúrese de entender completamente los riesgos y cumpla con las leyes y regulaciones locales.