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Regulatory Register › ASIC › AFSL 564458
AUSSIE CAPITAL COMPLIANCE PTY LTD
澳大利亚 ASIC · AFSL 564458 · Authorised (AFS licensee — FX/derivatives-related authorisation)
机构介绍
AUSSIE CAPITAL COMPLIANCE PTY LTD 是一家在澳大利亚注册的金融服务机构,登记地址位于 CAMPBELLTOWN SA 5074。
该机构的牌照/登记号为 AFSL 564458,当前登记状态为 Authorised(AFS 许可人 — 外汇/衍生品相关授权),牌照生效日期为 08/04/2025。
该机构被授权向批发客户提供以下服务:提供一般金融产品建议,涉及存款和支付产品、外汇合约、管理投资计划权益及证券;买卖金融产品,包括外汇合约、管理投资计划权益及证券;以及提供非投资者定向组合服务的托管或保管服务。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
官方登记字段
| Regulatory Authority | ASIC |
| License/Registration Number | AFSL 564458 |
| 登记状态 | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 89675271262 |
| 牌照生效日期 | 08/04/2025 |
| 登记地区 | CAMPBELLTOWN SA 5074 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
授权条件(ASIC 原文)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) foreign exchange contracts;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) foreign exchange contracts;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(c) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.