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Regulatory register › ASIC › AFSL 531197
POLAR 993 ADVISORY PTY LTD
澳大利亚 ASIC · AFSL 531197 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
机构名称为POLAR 993 ADVISORY PTY LTD，登记于澳大利亚墨尔本维多利亚州。
该机构的牌照/登记号为AFSL 531197，登记状态为“授权（AFS持牌人—外汇/衍生品相关授权）”，牌照生效日期为2021年8月12日。
该机构被授权为专业客户和零售客户提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、一般保险产品、政府发行的债券、基金投资份额（不包括投资者定向组合服务）以及证券。此外，该机构还可代表客户进行相关金融产品的申请、购买、变更或出售。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅以官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 531197 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 67649554932 |
| Licence effective date | 12/08/2021 |
| Registered region | MELBOURNE VIC 3004 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities; and
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities.
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities; and
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) interests in managed investment schemes excluding investor directed portfolio services; and
(vii) securities; and
(c) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes excluding investor directed portfolio services; and
(G) securities.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.