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Regulatory register › ASIC › AFSL 526689
THORNBURG INVESTMENT MANAGEMENT,INC
澳大利亚 ASIC · AFSL 526689 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
THORNBURG INVESTMENT MANAGEMENT, INC是一家在澳大利亚证券和投资委员会（ASIC）登记的机构，其登记地址为国际。
该机构的牌照/登记号为AFSL 526689，当前登记状态为“授权（AFS持牌人—外汇/衍生品相关授权）”，牌照生效日期为2021年3月15日。
该机构被授权提供以下金融产品服务：为衍生品、外汇合约、政府发行或拟发行的债券、不包括投资者定向投资服务的集合投资计划权益以及证券提供财务产品建议；并可从事发行、申请、获取、变更或处置衍生品、集合投资计划权益及证券等金融产品，以及代表他人申请、获取、变更或处置衍生品、外汇合约、政府债券、集合投资计划权益及证券。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅基于官方登记内容，建议以ASIC官方网站的登记页面为准，同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 526689 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 642490837 |
| Licence effective date | 15/03/2021 |
| Registered region | International |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) interests in managed investment schemes excluding investor directed portfolio services; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.