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Regulatory register › ASIC › AFSL 466778

GLOBAL X MANAGEMENT (AUS) LIMITED

澳大利亚 ASIC · AFSL 466778 · Authorised (AFS licensee — FX/derivatives-related authorisation)

Firm overview

GLOBAL X MANAGEMENT (AUS) LIMITED 是一家在澳大利亚证券与投资委员会(ASIC)登记的金融机构,注册地址位于悉尼新南威尔士州2000。

该机构的牌照/登记号为AFSL 466778,登记状态为授权(AFS持牌人),牌照生效日期为2015年2月27日。

该机构获授权提供金融产品建议和交易服务,包括衍生品、外汇合约、证券等,服务对象为零售和批发客户。此外,还获授权管理投资方案及提供托管或保管服务。

目前未提供商号、网站或跨境服务相关信息。

请读者注意,所有信息以澳大利亚证券与投资委员会的官方登记页面为准,谨防冒用该名称的克隆网站。

📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。

在 ASIC 官方登记处核实 ↗

Official register fields

RegulatorASIC
Licence / reg. no.AFSL 466778
Registration statusAuthorised (AFS licensee — FX/derivatives-related authorisation)
ABN/ACN150433828
Licence effective date27/02/2015
Registered regionSYDNEY NSW 2000 Australia

数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28

Authorisation conditions (ASIC original)

1. Provide financial product advice","1.1 Provide general financial product advice","1.1.1 Basic deposit products","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.1.3 Derivatives","Retail and wholesale clients
,"","1.1.4 Foreign exchange contracts","Retail and wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","1.1.6 Non-basic deposit products","Retail and wholesale clients
,"","1.1.7 Securities","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Financial assets","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.