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Regulatory register › ASIC › AFSL 459215
STERLING ASSETS & SECURITIES PTY LTD
澳大利亚 ASIC · AFSL 459215 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
STERLING ASSETS & SECURITIES PTY LTD 是在澳大利亚注册的金融机构,登记地址位于HEIDELBERG VIC 3084。
该机构的牌照/登记号为AFSL 459215,当前登记状态为Authorised(AFS持牌人),牌照生效日期为2015年2月17日。
该机构被授权提供金融产品建议,包括存款和支付产品、衍生品、外汇合约、管理投资计划权益(不包括投资者定向组合服务)以及证券。同时,该机构也被授权交易金融产品,包括发行、申请、收购、变更或处置衍生品、外汇合约、管理投资计划权益(不包括投资者定向组合服务)以及证券。
目前未提供商号、网站或跨境服务相关信息。
请读者注意,以上信息仅基于官方登记内容,建议通过ASIC官方网站核实信息,并警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 459215 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 51161378730 |
| Licence effective date | 17/02/2015 |
| Registered region | HEIDELBERG VIC 3084 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.