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Regulatory register › ASIC › AFSL 429066
CAPITAL AND TREASURY SOLUTIONS PTY LTD
澳大利亚 ASIC · AFSL 429066 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
CAPITAL AND TREASURY SOLUTIONS PTY LTD 是一家在澳大利亚注册的金融公司，登记地址位于南亚拉维多利亚州3141。
该公司持有由澳大利亚证券和投资委员会（ASIC）颁发的牌照，牌照/登记号为AFSL 429066，当前状态为授权（AFS持牌人——与外汇和衍生品相关的授权），牌照生效日期为2012年12月4日。
该公司被授权提供金融产品建议，包括澳大利亚碳信用单位、基本存款产品、政府发行的债券、衍生品、国际排放单位、外汇合约、非基本存款产品、证券等，且仅面向批发客户。
该公司还被授权交易金融产品，包括发行、申请、获取、变更或处置金融产品，以及代表他人申请、获取、变更或处置金融产品，涉及的金融产品包括澳大利亚碳信用单位、基本存款产品、政府发行的债券、衍生品、国际排放单位、外汇合约、一般保险产品、非基本存款产品和证券，同样仅面向批发客户。
该公司还被授权提供托管或保管服务，但不包括IDPS（投资产品服务）。请读者注意，所有信息应以澳大利亚证券和投资委员会的官方登记页面为准，并警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 429066 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 71159148080 |
| Licence effective date | 04/12/2012 |
| Registered region | SOUTH YARRA VIC 3141 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Australian carbon credit units","Wholesale clients
,"","1.1.2 Basic deposit products","Wholesale clients
,"","1.1.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.4 Derivatives","Wholesale clients
,"","1.1.5 Eligible international emissions units","Wholesale clients
,"","1.1.6 Foreign exchange contracts","Wholesale clients
,"","1.1.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.8 Non-basic deposit products","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Managed investment schemes limited to own managed investment schemes","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Wholesale clients
,"","2.2.2 Basic deposit products","Wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.4 Derivatives","Wholesale clients
,"","2.2.5 Eligible international emissions units","Wholesale clients
,"","2.2.6 Foreign exchange contracts","Wholesale clients
,"","2.2.7 General insurance products","Wholesale clients
,"","2.2.8 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.9 Non-basic deposit products","Wholesale clients
,"","2.2.10 Securities","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Basic deposit products","Wholesale clients
,"","1.1.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.4 Derivatives","Wholesale clients
,"","1.1.5 Eligible international emissions units","Wholesale clients
,"","1.1.6 Foreign exchange contracts","Wholesale clients
,"","1.1.7 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.8 Non-basic deposit products","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Managed investment schemes limited to own managed investment schemes","Wholesale clients
,"","2.1.2 Securities","Wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Australian carbon credit units","Wholesale clients
,"","2.2.2 Basic deposit products","Wholesale clients
,"","2.2.3 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","2.2.4 Derivatives","Wholesale clients
,"","2.2.5 Eligible international emissions units","Wholesale clients
,"","2.2.6 Foreign exchange contracts","Wholesale clients
,"","2.2.7 General insurance products","Wholesale clients
,"","2.2.8 Managed investment schemes excluding IDPS","Wholesale clients
,"","2.2.9 Non-basic deposit products","Wholesale clients
,"","2.2.10 Securities","Wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Wholesale clients
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.