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Regulatory register › ASIC › AFSL 411770
MERCER CONSULTING (AUSTRALIA) PTY LTD
澳大利亚 ASIC · AFSL 411770 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
MERCER CONSULTING (AUSTRALIA) PTY LTD 是一家在澳大利亚登记的金融咨询公司，登记地址位于 DOCKLANDS VIC 3008。
该公司持有由澳大利亚证券与投资委员会（ASIC）颁发的牌照，牌照/登记号为 AFSL 411770，当前状态为授权（AFS持牌人，涉及外汇和衍生品相关授权），牌照生效日期为 2012 年 1 月 6 日。
该公司被授权为零售和批发客户提供金融产品建议，包括退休储蓄账户（RSA）产品、养老金、存款和支付产品、衍生品、外汇合约、政府发行的债券、人寿保险产品、管理投资计划以及证券等。此外，该公司还可代表批发客户进行相关金融产品的申请、购买、变更或出售。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 411770 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 55153168140 |
| Licence effective date | 06/01/2012 |
| Registered region | DOCKLANDS VIC 3008 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ii) superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(1) investor directed portfolio services;
(vii) securities; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities; and
(I) superannuation.
(a) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(i) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ii) superannuation; and
(b) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vi) interests in managed investment schemes including:
(1) investor directed portfolio services;
(vii) securities; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities; and
(I) superannuation.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.