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Regulatory register › ASIC › AFSL 391401
NEUBERGER BERMAN AUSTRALIA LTD
澳大利亚 ASIC · AFSL 391401 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
NEUBERGER BERMAN AUSTRALIA LTD 是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构，登记地址位于墨尔本。
该机构的牌照/登记号为 AFSL 391401，登记状态为 Authorised（AFS 许可人 —— 涉及外汇/衍生品的授权），牌照生效日期为 2011 年 4 月 1 日。
该机构获授权提供金融产品建议，包括基本存款产品、政府发行的债券、衍生品、外汇合约、非基本存款产品、证券等，并可代表他人进行相关金融产品的交易。
该机构未提供商号、网站或跨境服务信息。
请读者注意，以上信息仅以官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 391401 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 90146033801 |
| Licence effective date | 01/04/2011 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.1.3 Derivatives","Retail and wholesale clients
,"","1.1.4 Foreign exchange contracts","Retail and wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","1.1.6 Non-basic deposit products","Retail and wholesale clients
,"","1.1.7 Securities","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.1.3 Derivatives","Retail and wholesale clients
,"","1.1.4 Foreign exchange contracts","Retail and wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","1.1.6 Non-basic deposit products","Retail and wholesale clients
,"","1.1.7 Securities","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.6 Non-basic deposit products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Provide a custodial or depository service","3.1 Other than IDPS","","Retail and wholesale clients
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.