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Regulatory register › ASIC › AFSL 388737
ECN TRADE PTY LTD
澳大利亚 ASIC · AFSL 388737 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
ECN TRADE PTY LTD 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 388737，登记状态为授权（AFS持牌人），牌照生效日期为2011年5月20日。
ECN TRADE PTY LTD 被授权提供以下金融服务：为外汇合约、衍生品和证券类金融产品提供一般金融产品建议；代表客户买卖上述金融产品；以及为外汇合约和衍生品做市。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，所有信息应以澳大利亚证券与投资委员会的官方登记页面为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 388737 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 26127631145 |
| Licence effective date | 20/05/2011 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts; and
(iii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts; and
(iii) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) securities; and
(c) make a market for the following financial products:
(i) foreign exchange contracts; and
(ii) derivatives;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.