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Regulatory register › ASIC › AFSL 387951
ERM FINANCIAL SERVICES PTY LTD
澳大利亚 ASIC · AFSL 387951 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
ERM FINANCIAL SERVICES PTY LTD 是一家在澳大利亚注册的金融服务机构，登记地址位于布里斯班。
该机构的牌照/登记号为 AFSL 387951，登记状态为授权（AFS持牌人），牌照生效日期为 2011 年 5 月 4 日。
该机构被授权为批发客户提供以下服务：提供衍生品、碳单位、澳大利亚碳信用单位、合格国际排放单位以及某些金融风险产品的财务产品建议；买卖上述金融产品；以及为上述产品做市。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，以上信息基于官方登记内容，建议以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 387951 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 84135716442 |
| Licence effective date | 04/05/2011 |
| Registered region | BRISBANE QLD 4000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) carbon units;
(iii) Australian carbon credit units;
(iv) eligible international emissions units; and
(v) financial products limited to:
(A) miscellaneous financial risk products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) financial products limited to:
(1) miscellaneous financial risk products; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) carbon units;
(C) Australian carbon credit units; and
(D) eligible international emissions units; and
(c) make a market for the following financial products:
(i) derivatives;
(ii) carbon units;
(iii) Australian carbon credit units; and
(iv) eligible international emissions units;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) derivatives;
(ii) carbon units;
(iii) Australian carbon credit units;
(iv) eligible international emissions units; and
(v) financial products limited to:
(A) miscellaneous financial risk products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) financial products limited to:
(1) miscellaneous financial risk products; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) carbon units;
(C) Australian carbon credit units; and
(D) eligible international emissions units; and
(c) make a market for the following financial products:
(i) derivatives;
(ii) carbon units;
(iii) Australian carbon credit units; and
(iv) eligible international emissions units;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.