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Regulatory register › ASIC › AFSL 376919
JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED
澳大利亚 ASIC · AFSL 376919 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED 是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为AFSL 376919，登记状态为授权（AFS持牌人 — 外汇/衍生品相关授权），牌照生效日期为2010年9月30日。
该机构被授权为批发和零售客户提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、基金投资份额（不包括投资者定向投资服务）以及证券。同时，该机构还被授权进行金融产品的交易，包括发行、申请、收购、变更或处置金融产品，以及代表他人进行相关操作。
该机构未提供商号、网站或跨境服务信息。
请读者注意，任何与该机构相关的业务应以澳大利亚证券与投资委员会的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 376919 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 55143832080 |
| Licence effective date | 30/09/2010 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(d) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
(a) provide financial product advice to wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(b) provide general financial product advice to retail clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities;
(c) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities; and
(d) provide the following custodial or depository services to retail and wholesale clients:
(i) operate custodial or depository services other than investor directed portfolio services;.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.