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Regulatory register › ASIC › AFSL 328866
TOP 500 SEC PTY LTD
澳大利亚 ASIC · AFSL 328866 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
TOP 500 SEC PTY LTD是在澳大利亚证券与投资委员会（ASIC）登记的机构，登记地址位于悉尼新南威尔士州。
该机构的牌照/登记号为AFSL 328866，登记状态为授权（AFS持牌人），牌照生效日期为2008年10月22日。
该机构获授权提供一般金融产品建议，涉及衍生品、外汇合约、政府发行的债券、股票或债券以及证券；同时可安排他人进行相关金融产品的发行、申请、获取、变更或处置，服务对象为专业客户。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，以上信息仅基于官方登记内容，建议以ASIC官方网站的登记页面为准，同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 328866 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 79120445089 |
| Licence effective date | 22/10/2008 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iv) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government; and
(B) securities;
to wholesale clients.
(a) provide general financial product advice only, for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(iv) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
(A) debentures, stocks or bonds issued or proposed to be issued by a government; and
(B) securities;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.