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Regulatory register › ASIC › AFSL 303160
WESTERN ASSET MANAGEMENT COMPANY PTY LTD
澳大利亚 ASIC · AFSL 303160 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
机构名称为WESTERN ASSET MANAGEMENT COMPANY PTY LTD，登记于澳大利亚墨尔本。
该公司拥有ASIC颁发的牌照AFSL 303160，登记状态为授权（AFS持牌人），牌照生效日期为2006年8月31日。
该公司获授权提供金融产品建议，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、非投资者定向投资方案的权益以及证券；同时可代表批发客户进行相关金融产品的交易和管理。
未提供商号、网站或跨境服务信息。
请以ASIC官方登记页面信息为准，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 303160 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 41117767923 |
| Licence effective date | 31/08/2006 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services; and
(vi) securities; and
(b) deal in a financial product by:
(i) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
to wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.