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Regulatory register › ASIC › AFSL 302538
FALCON CAPITAL LIMITED
澳大利亚 ASIC · AFSL 302538 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
FALCON CAPITAL LIMITED是一家在澳大利亚证券和投资委员会（ASIC）登记的金融机构，登记地址位于墨尔本。
该机构的牌照/登记号为AFSL 302538，登记状态为授权（AFS持牌人），牌照生效日期为2006年8月9日。
FALCON CAPITAL LIMITED获授权提供多种金融服务，包括为特定类别的金融产品提供一般财务建议、交易金融产品、运营特定的受监管投资计划，并提供托管或保管服务。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，以上信息基于官方登记内容，建议通过ASIC官方网站核实信息，并警惕任何冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 302538 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 78119204554 |
| Licence effective date | 09/08/2006 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(ii) arranging to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) superannuation; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities; and
(F) superannuation;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "First Guardian Master Fund" scheme (ARSN: 635 429 113),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(ii) arranging to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
(A) superannuation; and
(iii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services;
(E) securities; and
(F) superannuation;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "First Guardian Master Fund" scheme (ARSN: 635 429 113),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.