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Regulatory register › ASIC › AFSL 282288
ROCKGLOBAL CAPITAL MARKETS PTY LTD
澳大利亚 ASIC · AFSL 282288 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
ROCKGLOBAL CAPITAL MARKETS PTY LTD 是一家在澳大利亚登记的金融机构，注册地为南亚拉维多利亚州。
该机构的牌照/登记号为 AFSL 282288，登记状态为授权（AFS持牌人），牌照生效日期为 2005 年 2 月 18 日。
该机构获授权提供金融产品建议和交易服务，包括存款和支付产品、衍生品、外汇合约、政府发行的债券、管理投资计划、退休储蓄账户产品、证券以及养老金服务。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息以澳大利亚证券与投资委员会（ASIC）官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 282288 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 12108915233 |
| Licence effective date | 18/02/2005 |
| Registered region | SOUTH YARRA VIC 3141 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(vii) securities; and
(viii superannuation; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(G) securities; and
(H) superannuation;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.