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Regulatory register › ASIC › AFSL 274491
RESOLUTION CAPITAL LIMITED
澳大利亚 ASIC · AFSL 274491 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
RESOLUTION CAPITAL LIMITED 是一家在澳大利亚注册的金融服务机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 274491，当前登记状态为授权（AFS持牌人 —— 外汇/衍生品相关授权），牌照生效日期为 2004 年 8 月 11 日。
该机构被授权向零售和批发客户提供一般金融产品建议，涉及的金融产品包括管理投资计划权益（不包括投资者定向组合服务）和证券；同时，仅向批发客户提供特定存款和支付产品、政府发行的债券、股票或票据的建议；此外，还被授权代表批发客户进行特定金融产品的交易，包括存款和支付产品、外汇合约、政府发行的债券、股票或票据、管理投资计划权益（不包括投资者定向组合服务）和证券。
目前未提供商号、网站或跨境服务信息。
请读者注意，所有信息以官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 274491 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 50108584167 |
| Licence effective date | 11/08/2004 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) foreign exchange contracts;
(3) debentures, stocks or bonds issued or proposed to be issued by a government;
(4) interests in managed investment schemes excluding investor directed portfolio services; and
(5) securities.
(a) provide general financial product advice to retail and wholesale clients for the following classes of financial products:
(i) interests in managed investment schemes excluding investor directed portfolio services; and
(ii) securities;
(b) provide general financial product advice to wholesale clients only for the following classes of financial products:
(i) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government; and
(c) deal in a financial product by:
(i) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients only in respect of the following classes of products:
(1) deposit and payment products limited to:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products;
(2) foreign exchange contracts;
(3) debentures, stocks or bonds issued or proposed to be issued by a government;
(4) interests in managed investment schemes excluding investor directed portfolio services; and
(5) securities.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.