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Regulatory register › ASIC › AFSL 246901
KPMG FINANCIAL ADVISORY SERVICES (AUSTRALIA) PTY LTD
澳大利亚 ASIC · AFSL 246901 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
KPMG FINANCIAL ADVISORY SERVICES (AUSTRALIA) PTY LTD 是一家在澳大利亚注册的金融服务机构,登记地址位于悉尼。
该机构的牌照/登记号为 AFSL 246901,登记状态为授权(AFS持牌人 — 外汇/衍生品相关授权),牌照生效日期为 2004 年 3 月 10 日。
该机构获授权提供金融产品建议,包括存款和支付产品、衍生品、外汇合约、政府发行的债券、投资基金、证券、养老金、碳单位等。同时,该机构也可代表客户进行金融产品的发行、买卖等操作。
目前未提供商号、网站或跨境服务信息。
请读者注意,所有信息应以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 246901 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 43007363215 |
| Licence effective date | 10/03/2004 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to both retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) superannuation;
(viii carbon units;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to both retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to both retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) carbon units;
(H) Australian carbon credit units;
(I) eligible international emissions units; and
(v) arranging for another person to underwrite for both retail and wholesale clients:
(1) interests in managed investment schemes; and
(2) an issue of securities.
(a) provide financial product advice to both retail and wholesale clients for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities;
(vii) superannuation;
(viii carbon units;
(ix) Australian carbon credit units;
(x) eligible international emissions units; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(ii) arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to both retail and wholesale clients in respect of the following classes of financial products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) debentures, stocks or bonds issued or proposed to be issued by a government;
(C) interests in managed investment schemes excluding investor directed portfolio services;
(D) securities; and
(iv) applying for, acquiring, varying or disposing of a financial product on behalf of another person to both retail and wholesale clients in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities;
(G) carbon units;
(H) Australian carbon credit units;
(I) eligible international emissions units; and
(v) arranging for another person to underwrite for both retail and wholesale clients:
(1) interests in managed investment schemes; and
(2) an issue of securities.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.