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Regulatory register › ASIC › AFSL 243480
BELL POTTER SECURITIES LIMITED
澳大利亚 ASIC · AFSL 243480 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
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Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 243480 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 25006390772 |
| Licence effective date | 10/03/2004 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes including:
(A) investor directed portfolio services;
(viii interests in managed investment schemes limited to:
(B) MDA services;
(ix) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(x) securities;
(xi) standard margin lending facility;
(xii) superannuation; and
(xiii financial products limited to:
(A) miscellaneous financial investment products;
(B) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(2) MDA services;
(F) securities;
(G) superannuation; and
(H) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(2) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products;
(2) miscellaneous financial investment products limited to MDA services; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes including:
(A) investor directed portfolio services;
(viii interests in managed investment schemes limited to:
(B) MDA services;
(ix) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(x) securities;
(xi) standard margin lending facility;
(xii) superannuation; and
(xiii financial products limited to:
(A) miscellaneous financial investment products;
(B) miscellaneous financial investment products limited to MDA services;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services;
(E) interests in managed investment schemes limited to:
(2) MDA services;
(F) securities;
(G) superannuation; and
(H) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) interests in managed investment schemes limited to:
(2) MDA services;
(G) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(H) securities;
(I) standard margin lending facility;
(J) superannuation; and
(K) financial products limited to:
(1) miscellaneous financial investment products;
(2) miscellaneous financial investment products limited to MDA services; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
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