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Regulatory register › ASIC › AFSL 240813
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
澳大利亚 ASIC · AFSL 240813 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD 是一家在澳大利亚注册的金融机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 240813，登记状态为授权（AFS持牌人 —— 涉及外汇和衍生品的授权），牌照生效日期为 2004 年 3 月 10 日。
该机构被授权向批发客户和零售客户提供金融产品建议，并可进行金融产品的交易，包括非标准保证金贷款、衍生品、外汇合约、保险产品、债券、人寿产品、投资方案、退休账户产品、证券、标准保证金贷款以及一些其他金融投资产品。
该机构未提供商号、网站或跨境服务信息。
请读者注意，任何与该机构相关的业务应以官方登记页面信息为准，同时警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 240813 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 19009145555 |
| Licence effective date | 10/03/2004 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) non standard margin lending facility; and
(b) deal in a financial product to wholesale clients only by:
(i) issuing, apply for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) non standard margin lending facility; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
(A) non standard margin lending facility; and
(c) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products limited to:
(1) consumer credit insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(G) interests in managed investment schemes including:
(1) investor directed portfolio services;
(H) interests in managed investment schemes limited to:
(1) MDA services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(J) securities;
(K) standard margin lending facility;
(L) superannuation; and
(M) financial products limited to:
(1) miscellaneous financial investment products;
(2) miscellaneous financial investment products limited to MDA services;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(D) MDA services;
(E) securities;
(F) standard margin lending facility; and
(G) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products; and
(c)
non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products limited to:
(a)
consumer credit insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) life products including:
(a)
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(b)
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(a) provide financial product advice to wholesale clients only for the following classes of financial products:
(i) non standard margin lending facility; and
(b) deal in a financial product to wholesale clients only by:
(i) issuing, apply for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) non standard margin lending facility; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
(A) non standard margin lending facility; and
(c) provide financial product advice to retail and wholesale clients for the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products limited to:
(1) consumer credit insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(G) interests in managed investment schemes including:
(1) investor directed portfolio services;
(H) interests in managed investment schemes limited to:
(1) MDA services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(J) securities;
(K) standard margin lending facility;
(L) superannuation; and
(M) financial products limited to:
(1) miscellaneous financial investment products;
(2) miscellaneous financial investment products limited to MDA services;
(d) deal in a financial product to retail and wholesale clients by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes limited to:
(D) MDA services;
(E) securities;
(F) standard margin lending facility; and
(G) financial products limited to:
(1) miscellaneous financial investment products limited to MDA services;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(a)
basic deposit products;
(b)
deposit products other than basic deposit products; and
(c)
non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products limited to:
(a)
consumer credit insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) life products including:
(a)
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(b)
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.