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Regulatory register › ASIC › AFSL 238157
DEUTSCHE AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 238157 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
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Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 238157 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 37006385593 |
| Licence effective date | 10/03/2004 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities;
(vii) superannuation; and
(viii financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities; and
(G) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) superannuation; and
(H) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes excluding investor directed portfolio services;
(vi) securities;
(vii) superannuation; and
(viii financial products limited to:
(A) miscellaneous financial investment products;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities; and
(G) financial products limited to:
(1) miscellaneous financial investment products;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services;
(F) securities;
(G) superannuation; and
(H) financial products limited to:
(1) miscellaneous financial investment products; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) make a market for the following financial products:
(i) foreign exchange contracts;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(iv) limited to financial products other than:
(A) derivatives;
(B) foreign exchange contracts; and
(C) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to wholesale clients.
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