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Regulatory register › ASIC › AFSL 234454
AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 234454 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
澳大利亚统一基金有限公司（AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED）是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，注册地址位于澳大利亚墨尔本维多利亚州3000。
该公司持有牌照/登记号AFSL 234454，登记状态为“授权（AFS持牌人—涉及外汇/衍生品的授权）”，牌照生效日期为2003年12月1日。
该公司获授权提供多种金融产品服务，包括为批发和零售客户提供金融产品建议、交易金融产品、代表他人申请或处置金融产品等，涵盖衍生品、外汇合约、政府债券、证券、养老金、管理投资计划等。
目前未提供商号、网站或跨境服务信息。
请读者以澳大利亚证券与投资委员会的官方登记页面为准，注意警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 234454 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 60071497115 |
| Licence effective date | 01/12/2003 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
,"","1.1.9 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Derivatives","Retail clients
,"","1.2.4 Foreign exchange contracts","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Non-basic deposit products","Retail clients
,"","1.2.7 Non-cash payment products","Retail clients
,"","1.2.8 Securities","Retail clients
,"","1.2.9 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.1.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.8 Non-basic deposit products","Retail and wholesale clients
,"","2.2.9 Non-cash payment products","Retail and wholesale clients
,"","2.2.10 Securities","Retail and wholesale clients
,"","2.2.11 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Direct real property","Retail and wholesale clients
,"","3.1.3 Financial assets","Retail and wholesale clients
,"","3.1.4 IDPS-like","Retail and wholesale clients
,"","3.1.5 Mortgages","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Non-cash payment products","Wholesale clients
,"","1.1.8 Securities","Wholesale clients
,"","1.1.9 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Derivatives","Retail clients
,"","1.2.4 Foreign exchange contracts","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Non-basic deposit products","Retail clients
,"","1.2.7 Non-cash payment products","Retail clients
,"","1.2.8 Securities","Retail clients
,"","1.2.9 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.1.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.8 Non-basic deposit products","Retail and wholesale clients
,"","2.2.9 Non-cash payment products","Retail and wholesale clients
,"","2.2.10 Securities","Retail and wholesale clients
,"","2.2.11 Superannuation","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Direct real property","Retail and wholesale clients
,"","3.1.3 Financial assets","Retail and wholesale clients
,"","3.1.4 IDPS-like","Retail and wholesale clients
,"","3.1.5 Mortgages","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.