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Regulatory register › ASIC › AFSL 230920
THETA ASSET MANAGEMENT LTD
澳大利亚 ASIC · AFSL 230920 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
THETA ASSET MANAGEMENT LTD是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，登记地址位于悉尼。
该机构的牌照/登记号为AFSL 230920，登记状态为授权（AFS持牌人），牌照生效日期为2003年10月1日。
该机构获授权提供金融产品建议，包括基本存款产品、政府发行的债券、非投资者定向投资服务的管理投资方案以及证券；同时可进行衍生品、外汇合约、管理投资方案及证券的交易活动。此外，该机构还负责运营多个注册的管理投资方案。
目前未提供商号、网站或跨境服务的相关信息。
请读者注意，以上信息基于官方登记内容，建议通过ASIC官方网站核实信息，警惕冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 230920 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 37071807684 |
| Licence effective date | 01/10/2003 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(G) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Sterling Income Trust" scheme (ARSN: 158 828 105),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(ii) "Residential Property Rental Trust" scheme (ARSN: 167 970 809),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iii) "Residential Property Sales Trust" scheme (ARSN: 167 971 057),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iv) "Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(v) "BrickX Platform" scheme (ARSN: 613 156 433),
(A) a scheme which only holds the following types of property:
(1) direct real property; and
(vi) "AIM Gateway Fund" scheme (ARSN: 613 156 479),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) debentures, stocks or bonds issued or proposed to be issued by a government;
(F) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(G) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Sterling Income Trust" scheme (ARSN: 158 828 105),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(ii) "Residential Property Rental Trust" scheme (ARSN: 167 970 809),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iii) "Residential Property Sales Trust" scheme (ARSN: 167 971 057),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(iv) "Australian Corporate Bond Trust" scheme (ARSN: 603 010 779),
(A) a scheme which only holds the following types of property:
(1) financial assets;
(v) "BrickX Platform" scheme (ARSN: 613 156 433),
(A) a scheme which only holds the following types of property:
(1) direct real property; and
(vi) "AIM Gateway Fund" scheme (ARSN: 613 156 479),
(A) a scheme which only holds the following types of property:
(1) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.