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Regulatory register › ASIC › AFSL 230698
ALLIANCEBERNSTEIN AUSTRALIA LIMITED
澳大利亚 ASIC · AFSL 230698 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
ALLIANCEBERNSTEIN AUSTRALIA LIMITED 是一家在澳大利亚注册的金融机构，登记地址位于悉尼新南威尔士州2000。
该机构的牌照/登记号为 AFSL 230698，登记状态为授权（AFS持牌人 —— 涉及外汇和衍生品的授权），牌照生效日期为 2003 年 9 月 30 日。
该机构被授权提供以下金融服务：为零售和批发客户提供衍生品、外汇合约、政府发行或拟发行的债券、股票或债券、排除投资者定向投资服务的管理投资计划权益以及证券的一般金融产品建议；并可从事相关金融产品的发行、申请、收购、变更或处置，以及代表他人进行相关操作，还包括承销管理投资计划权益和证券发行。
该机构未提供商号、网站或跨境服务信息。
请读者注意，所有信息以澳大利亚证券与投资委员会（ASIC）的官方登记页面为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 230698 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 53095022718 |
| Licence effective date | 30/09/2003 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) foreign exchange contracts;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) interests in managed investment schemes excluding investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) derivatives;
(B) foreign exchange contracts;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) interests in managed investment schemes excluding investor directed portfolio services; and
(E) securities; and
(iii) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.