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Regulatory register › ASIC › AFSL 230694
NIPPON LIFE INSURANCE AUSTRALIA AND NEW ZEALAND LIMITED
澳大利亚 ASIC · AFSL 230694 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
NIPPON LIFE INSURANCE AUSTRALIA AND NEW ZEALAND LIMITED 是一家在澳大利亚注册的金融机构，注册地址位于北悉尼。
该机构的牌照/登记号为 AFSL 230694，登记状态为授权（AFS持牌人—外汇/衍生品相关授权），牌照生效日期为 2003 年 12 月 1 日。
该机构被授权提供多种金融产品建议，包括存款和支付产品、衍生品、政府发行的债券、人寿产品、管理投资计划、证券和养老金服务。同时，它也被授权交易相关金融产品，如外汇合约、人寿产品和证券等。
目前未提供商号、网站或跨境服务信息。
请读者注意，任何与该机构相关的业务应以官方登记页面信息为准，谨防冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 230694 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 90000000402 |
| Licence effective date | 01/12/2003 |
| Registered region | NORTH SYDNEY NSW 2060 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(E) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation; and
(c) provide a claims handling and settling service limited to:
(i) the person assesses whether an insurer has a liability under an insurance product, or provides assistance in relation to such an assessment;
(ii) the person assists another person to make a claim under an insurance product;
(iii) the person makes a decision to accept or reject all or part of a claim under an insurance product;
(iv) the person makes a recommendation, or states an opinion, in the following circumstances:
(A) the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
(B) the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim;
(v) the person offers to settle all or part of a claim under an insurance product;
(vi) the person quantifies the extent of the insurer's liability to another person under an insurance product, or provides assistance in relation to the quantification of the extent of such a liability; and
(vii) the person satisfies a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products including:
(A) basic deposit products;
(B) deposit products other than basic deposit products; and
(C) non-cash payment products;
(ii) derivatives;
(iii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iv) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services;
(vi) securities; and
(vii) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) deposit and payment products limited to:
(1) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(E) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) debentures, stocks or bonds issued or proposed to be issued by a government;
(D) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services;
(F) securities; and
(G) superannuation; and
(c) provide a claims handling and settling service limited to:
(i) the person assesses whether an insurer has a liability under an insurance product, or provides assistance in relation to such an assessment;
(ii) the person assists another person to make a claim under an insurance product;
(iii) the person makes a decision to accept or reject all or part of a claim under an insurance product;
(iv) the person makes a recommendation, or states an opinion, in the following circumstances:
(A) the recommendation, or statement of opinion, is made in response to an inquiry by or on behalf of another person about an existing or a potential claim by the other person under an insurance product; and
(B) the recommendation, or statement of opinion, could reasonably be expected to influence a decision whether to continue with the existing claim or to make the potential claim;
(v) the person offers to settle all or part of a claim under an insurance product;
(vi) the person quantifies the extent of the insurer's liability to another person under an insurance product, or provides assistance in relation to the quantification of the extent of such a liability; and
(vii) the person satisfies a liability of the insurer under an insurance product in full or partial settlement of a claim under the insurance product;
to retail and wholesale clients.
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