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Regulatory register › ASIC › AFSL 229696
PPF ASSET MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 229696 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
PPF Asset Management Limited是一家在澳大利亚证券与投资委员会（ASIC）登记的金融机构。
该公司持有牌照/登记号AFSL 229696，登记状态为授权（AFS持牌人），牌照生效日期为2003年6月13日。
其获授权的业务包括提供金融产品建议，涉及存款和支付产品、衍生品、外汇合约、一般保险产品、政府发行的债券、人寿产品、管理投资计划权益、退休储蓄账户产品、证券以及养老金等。
目前未提供商号、网站或跨境服务相关信息。
请读者注意，以上信息仅基于官方登记内容，建议以ASIC官方网站的登记页面为准，同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写（qwen3-30b-a3b-fp8）。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 229696 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 87099091960 |
| Licence effective date | 13/06/2003 |
| Registered region | SOUTH WHARF VIC 3006 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28 · 明细抓取 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes excluding investor directed portfolio services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities; and
(x) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) securities;
(F) debentures, stocks or bonds issued or proposed to be issued by a government;
(G) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(H) interests in managed investment schemes excluding investor directed portfolio services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
(J) superannuation;
(iii) arranging for another person to issue, vary or dispose of a financial product in respect of the following classes of financial products:
(A) securities; and
(B) interests in managed investment schemes excluding investor directed portfolio services;
(iv) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "PPF Enhanced Income Fund" scheme (ARSN: 099 838 061),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) financial assets; and
(3) mortgages;
(ii) "PPF Diversified Growth Fund" scheme (ARSN: 099 838 016),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) direct real property;
(3) financial assets; and
(4) mortgages
to retail and wholesale clients.
(a) provide financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) general insurance products;
(v) debentures, stocks or bonds issued or proposed to be issued by a government;
(vi) life products including:
(A) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(B) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(vii) interests in managed investment schemes excluding investor directed portfolio services;
(viii retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
(ix) securities; and
(x) superannuation;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes limited to:
(1) own managed investment scheme only;
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products including:
(1) basic deposit products;
(2) deposit products other than basic deposit products; and
(3) non-cash payment products;
(B) derivatives;
(C) foreign exchange contracts;
(D) general insurance products;
(E) securities;
(F) debentures, stocks or bonds issued or proposed to be issued by a government;
(G) life products including:
(1) investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
(2) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
(H) interests in managed investment schemes excluding investor directed portfolio services;
(I) retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
(J) superannuation;
(iii) arranging for another person to issue, vary or dispose of a financial product in respect of the following classes of financial products:
(A) securities; and
(B) interests in managed investment schemes excluding investor directed portfolio services;
(iv) underwriting:
(A) interests in managed investment schemes; and
(B) an issue of securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "PPF Enhanced Income Fund" scheme (ARSN: 099 838 061),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) financial assets; and
(3) mortgages;
(ii) "PPF Diversified Growth Fund" scheme (ARSN: 099 838 016),
(A) a scheme which only holds the following types of property:
(1) derivatives;
(2) direct real property;
(3) financial assets; and
(4) mortgages
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.