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Regulatory register › ASIC › AFSL 227677
HUMAN FINANCIAL MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 227677 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
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Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 227677 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 99067544549 |
| Licence effective date | 01/12/2003 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.4 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.7 Non-basic deposit products","Wholesale clients
,"","1.1.8 Retirement savings accounts","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
,"","1.1.10 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Life products limited to investment life insurance products","Retail clients
,"","1.2.4 Life products limited to life risk insurance products","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.7 Retirement savings accounts","Retail clients
,"","1.2.8 Securities","Retail clients
,"","1.2.9 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes including IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.8 Margin lending facilities limited to standard facilities","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Retirement savings accounts","Retail and wholesale clients
,"","2.2.11 Securities","Retail and wholesale clients
,"","2.2.12 Superannuation","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Financial assets","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Life products limited to investment life insurance products","Wholesale clients
,"","1.1.4 Life products limited to life risk insurance products","Wholesale clients
,"","1.1.5 Managed investment schemes including IDPS","Wholesale clients
,"","1.1.6 Margin lending facilities limited to standard facilities","Wholesale clients
,"","1.1.7 Non-basic deposit products","Wholesale clients
,"","1.1.8 Retirement savings accounts","Wholesale clients
,"","1.1.9 Securities","Wholesale clients
,"","1.1.10 Superannuation","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Life products limited to investment life insurance products","Retail clients
,"","1.2.4 Life products limited to life risk insurance products","Retail clients
,"","1.2.5 Managed investment schemes including IDPS","Retail clients
,"","1.2.6 Margin lending facilities limited to standard facilities","Retail clients
,"","1.2.7 Retirement savings accounts","Retail clients
,"","1.2.8 Securities","Retail clients
,"","1.2.9 Superannuation","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes including IDPS","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 Life products limited to investment life insurance products","Retail and wholesale clients
,"","2.2.6 Life products limited to life risk insurance products","Retail and wholesale clients
,"","2.2.7 Managed investment schemes including IDPS","Retail and wholesale clients
,"","2.2.8 Margin lending facilities limited to standard facilities","Retail and wholesale clients
,"","2.2.9 Non-basic deposit products","Retail and wholesale clients
,"","2.2.10 Retirement savings accounts","Retail and wholesale clients
,"","2.2.11 Securities","Retail and wholesale clients
,"","2.2.12 Superannuation","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Financial assets","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。