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Regulatory register › ASIC › AFSL 224659
FIIG SECURITIES LIMITED
澳大利亚 ASIC · AFSL 224659 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
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Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 224659 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 68085661632 |
| Licence effective date | 20/12/2002 |
| Registered region | SYDNEY NSW 2000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Non-basic deposit products","Wholesale clients
,"","1.1.6 Non-cash payment products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.5 Non-basic deposit products","Retail clients
,"","1.2.6 Non-cash payment products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.2 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Non-basic deposit products","Retail and wholesale clients
,"","2.2.6 Non-cash payment products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
,"","3.1.2 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Foreign exchange contracts","Wholesale clients
,"","1.1.4 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.5 Non-basic deposit products","Wholesale clients
,"","1.1.6 Non-cash payment products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail clients
,"","1.2.3 Foreign exchange contracts","Retail clients
,"","1.2.4 Managed investment schemes excluding IDPS","Retail clients
,"","1.2.5 Non-basic deposit products","Retail clients
,"","1.2.6 Non-cash payment products","Retail clients
,"","1.2.7 Securities","Retail clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.2 Managed investment schemes limited to own managed investment schemes","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.4 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.5 Non-basic deposit products","Retail and wholesale clients
,"","2.2.6 Non-cash payment products","Retail and wholesale clients
,"","2.2.7 Securities","Retail and wholesale clients
3. Make a market for a financial product, null, null","3.1.1 Debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
,"","3.1.2 Financial products other than: (a) derivatives; (b) foreign exchange contracts; and (c) debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Retail and wholesale clients
⚠ 风险提示：外汇及差价合约（CFD）为杠杆产品，风险高，亏损可能超过初始投入，不适合所有投资者。本页内容仅为一般性教育资料，不构成投资建议，也不构成对任何产品、交易商或交易行为的推荐。交易前请充分了解风险，并遵守所在地法律法规。