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Regulatory register › ASIC › AFSL 223271
EQT RESPONSIBLE ENTITY SERVICES LTD
澳大利亚 ASIC · AFSL 223271 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
EQT Responsible Entity Services Ltd是在澳大利亚证券与投资委员会（ASIC）登记的金融机构，其登记地址位于澳大利亚墨尔本。
该机构的牌照/登记号为AFSL 223271，登记状态为“授权（AFS持牌人—外汇/衍生品相关授权）”，牌照生效日期为19/11/2002。
该机构获授权提供多种金融服务，包括为零售和批发客户提供一般金融产品建议，涉及存款和支付产品、衍生品、外汇合约、政府发行的债券、投资管理计划以及证券等。同时，该机构可进行金融产品的交易，包括发行、买卖或处置相关产品，以及代表他人进行相关操作。
目前未提供商号、网站或跨境服务信息。
请读者注意，以上信息基于官方登记内容，建议以ASIC官方网站的登记页面为准，同时警惕可能存在的冒用该名称的克隆网站。
📋 根据官方监管公开信息整理，AI辅助撰写。内容仅限官方登记事实，不含点差、入金、评分等信息；如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 223271 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 94101103011 |
| Licence effective date | 19/11/2002 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源：ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(vi) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) deposit and payment products limited to:
(A) basic deposit products;
(B) deposit products other than basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) debentures, stocks or bonds issued or proposed to be issued by a government;
(v) interests in managed investment schemes including:
(A) investor directed portfolio services; and
(vi) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts; and
(C) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) schemes which only hold the following types of property:
(A) derivatives; and
(B) financial assets; and
(d) provide the following custodial or depository services:
(i) operate investor directed portfolio services (each of which is referred to as the IDPS); and
(ii) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.