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Regulatory register › ASIC › AFSL 222213
LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 222213 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Firm overview
机构是LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED,注册地在澳大利亚墨尔本。
该机构的牌照/登记号为AFSL 222213,当前状态为授权(AFS持牌人,涉及外汇和衍生品相关授权),牌照生效日期为2002年10月1日。
该机构获授权提供金融产品建议,包括基本存款产品、政府债券、衍生品、外汇合约、非基本存款产品、证券等,服务对象包括零售和批发客户。同时,该机构可交易金融产品,如衍生品、外汇合约、证券等,并可代表他人申请、收购、处置金融产品。
该机构未提供商号、网站或跨境服务信息。
请读者以澳大利亚证券与投资委员会(ASIC)的官方登记页面为准,注意防范冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 222213 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 27007332363 |
| Licence effective date | 01/10/2002 |
| Registered region | MELBOURNE VIC 3000 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
1. Provide financial product advice","1.1 Provide personal and general financial product advice","1.1.1 Basic deposit products","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail and wholesale clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.2.3 Derivatives","Retail and wholesale clients
,"","1.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","1.2.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","1.2.6 Non-basic deposit products","Retail and wholesale clients
,"","1.2.7 Securities","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.7 Non-basic deposit products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
,"","2.3.2 Securities","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Direct real property","Retail and wholesale clients
,"","3.1.3 Financial assets","Retail and wholesale clients
,"","3.1.4 Mortgages","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
,"","1.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Wholesale clients
,"","1.1.3 Derivatives","Wholesale clients
,"","1.1.4 Foreign exchange contracts","Wholesale clients
,"","1.1.5 Managed investment schemes excluding IDPS","Wholesale clients
,"","1.1.6 Non-basic deposit products","Wholesale clients
,"","1.1.7 Securities","Wholesale clients
,"1.2 Provide general financial product advice","1.2.1 Basic deposit products","Retail and wholesale clients
,"","1.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","1.2.3 Derivatives","Retail and wholesale clients
,"","1.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","1.2.5 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","1.2.6 Non-basic deposit products","Retail and wholesale clients
,"","1.2.7 Securities","Retail and wholesale clients
2. Deal in a financial product","2.1 Issue, apply for, acquire, vary or dispose of a financial product","2.1.1 Derivatives","Retail and wholesale clients
,"","2.1.2 Foreign exchange contracts","Retail and wholesale clients
,"","2.1.3 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.1.4 Securities","Retail and wholesale clients
,"2.2 Apply for, acquire, vary or dispose of a financial product on behalf of another person","2.2.1 Basic deposit products","Retail and wholesale clients
,"","2.2.2 Debentures, stocks or bonds issued or proposed to be issued by a government","Retail and wholesale clients
,"","2.2.3 Derivatives","Retail and wholesale clients
,"","2.2.4 Foreign exchange contracts","Retail and wholesale clients
,"","2.2.5 General insurance products","Retail and wholesale clients
,"","2.2.6 Managed investment schemes excluding IDPS","Retail and wholesale clients
,"","2.2.7 Non-basic deposit products","Retail and wholesale clients
,"","2.2.8 Securities","Retail and wholesale clients
,"2.3 Underwrite a financial product","2.3.1 Managed investment schemes","Retail and wholesale clients
,"","2.3.2 Securities","Retail and wholesale clients
3. Operate a registered management investment scheme as responsible entity (includes holding any incidental property)","3.1 The specified scheme type(s) only","3.1.1 Derivatives","Retail and wholesale clients
,"","3.1.2 Direct real property","Retail and wholesale clients
,"","3.1.3 Financial assets","Retail and wholesale clients
,"","3.1.4 Mortgages","Retail and wholesale clients
4. Provide a custodial or depository service","4.1 Other than IDPS","","Wholesale clients
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.