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Regulatory register › ASIC › AFSL 222110
AURORA FUNDS MANAGEMENT LIMITED
澳大利亚 ASIC · AFSL 222110 · Authorised (AFS licensee — FX/derivatives-related authorisation)
Overview
AURORA FUNDS MANAGEMENT LIMITED是在澳大利亚证券与投资委员会(ASIC)登记的机构,注册地址位于澳大利亚墨尔本。
该机构的牌照/登记号为AFSL 222110,登记状态为“授权(AFS持牌人—外汇/衍生品相关授权)”,牌照生效日期为2002年9月2日。
该机构被授权提供一般金融产品建议,涉及衍生品、政府发行的债券、非投资者导向型管理投资方案以及证券;同时可进行金融产品的交易,包括发行、申请、收购、变更或处置相关产品,以及代表他人进行相关操作。
该机构运营多个注册的管理投资方案,如Aurora Fortitude Absolute Return Fund、Aurora Global Income Trust等,这些方案仅持有衍生品和金融资产。
请读者注意,所有信息应以澳大利亚证券与投资委员会的官方登记页面为准,同时警惕任何冒用该名称的克隆网站。
📋 根据官方监管公开信息整理,AI辅助撰写(qwen3-30b-a3b-fp8)。内容仅限官方登记事实,不含点差、入金、评分等信息;如有出入以官方登记为准。
Official register fields
| Regulator | ASIC |
| Licence / reg. no. | AFSL 222110 |
| Registration status | Authorised (AFS licensee — FX/derivatives-related authorisation) |
| ABN/ACN | 69092626885 |
| Licence effective date | 02/09/2002 |
| Registered region | MELBOURNE VIC 3004 Australia |
数据来源:ASIC AFS Licensee dataset (data.gov.au) · 同步日期 2026-10-28
Authorisation conditions (ASIC original)
This licence authorises the licensee to carry on a financial services business to:
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Aurora Fortitude Absolute Return Fund" scheme (ARSN: 145 894 800),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(ii) "Aurora Global Income Trust" scheme (ARSN: 127 692 406),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(iii) "Aurora Property Buy-Write Income Trust" scheme (ARSN: 125 153 648),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(iv) "Aurora Absolute Return Fund" scheme (ARSN: 110 303 430),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(v) "Aurora Dividend Income Trust" scheme (ARSN: 151 947 732),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(vi) "Hhy Fund" scheme (ARSN: 112 579 129),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
(a) provide general financial product advice for the following classes of financial products:
(i) derivatives;
(ii) debentures, stocks or bonds issued or proposed to be issued by a government;
(iii) interests in managed investment schemes excluding investor directed portfolio services; and
(iv) securities;
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
(A) derivatives;
(B) foreign exchange contracts;
(C) interests in managed investment schemes excluding investor directed portfolio services; and
(D) securities; and
(ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
(A) deposit and payment products limited to:
(1) basic deposit products;
(2) deposit products other than basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) debentures, stocks or bonds issued or proposed to be issued by a government;
(E) interests in managed investment schemes excluding investor directed portfolio services; and
(F) securities;
(c) operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
(i) "Aurora Fortitude Absolute Return Fund" scheme (ARSN: 145 894 800),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(ii) "Aurora Global Income Trust" scheme (ARSN: 127 692 406),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(iii) "Aurora Property Buy-Write Income Trust" scheme (ARSN: 125 153 648),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(iv) "Aurora Absolute Return Fund" scheme (ARSN: 110 303 430),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets;
(v) "Aurora Dividend Income Trust" scheme (ARSN: 151 947 732),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(vi) "Hhy Fund" scheme (ARSN: 112 579 129),
(A) a scheme which only holds the following types of property:
(1) derivatives; and
(2) financial assets; and
(d) provide the following custodial or depository services:
(i) operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
⚠ Risk Warning: Foreign exchange and CFDs (Contracts for Difference) are leveraged products with high risk, and losses may exceed the initial investment. They are not suitable for all investors. The content on this page is for general educational purposes only and does not constitute investment advice, nor does it constitute a recommendation for any product, broker or trading activity. Please fully understand the risks before trading and comply with the laws and regulations in your location.