| أنشطة خاضعة للرقابة | نوع العميل | 投资品 |
|---|
| Agreeing to carry on a regulated activity | | |
| Making arrangements with a view to transactions in investments | Professional, Eligible Counterparty | Share Government and public security Rights to or interests in investments (Security) Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rolling spot forex contract Spread Bet Rights to or interests in investments (Contractually Based Investments) Unit |
| Dealing in investments as principal | Professional, Eligible Counterparty | Share Government and public security Rights to or interests in investments (Security) Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Rolling spot forex contract Spread Bet Unit |
| Dealing in investments as agent | Professional, Eligible Counterparty | Share Government and public security Rights to or interests in investments (Security) Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Future (excluding a commodity future and a rolling spot forex contract) Option (excluding a commodity option and an option on a commodity future) Rolling spot forex contract Spread Bet Rights to or interests in investments (Contractually Based Investments) Unit |
| Arranging (bringing about) deals in investments | Professional, Eligible Counterparty | Share Government and public security Rights to or interests in investments (Security) Option (excluding a commodity option and an option on a commodity future) Commodity option and option on commodity future Future (excluding a commodity future and a rolling spot forex contract) Commodity Future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Spread Bet Rolling spot forex contract Rights to or interests in investments (Contractually Based Investments) Unit |