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Saxo Capital Markets UK Ltd

英国 FCA · FRN 551422 · Authorised

نبذة عن المؤسسة

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حقول السجل الرسمي

الجهة الرقابية	FCA
رقم الترخيص / التسجيل	FRN 551422
حالة التسجيل	Authorised（生效 05/10/2011）
نوع النشاط	Regulated
العنوان	26th Floor, 40 Bank Street, London, E14 5DA
الموقع	https://www.home.saxo/en-gb/
الاسم التجاري الحالي	Saxo UK Saxo Markets Saxo Capital Markets Saxo
أسماء سابقة	Saxo Capital Markets UK Limited
أموال العملاء	Hold and control client money
Companies House	07413871

数据来源：FCA Register API · 同步日期 2026-10-28

الأنشطة المسموحة (نص FCA Permissions الأصلي)

أنشطة خاضعة للرقابة	نوع العميل	投资品
Agreeing to carry on a regulated activity
Safeguarding and administration of assets (without arranging)	Retail (Investment), Professional, Eligible Counterparty	Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture Commodity option and option on commodity future
Managing investments	Retail (Investment), Professional	Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Government and public security
Dealing in investments as principal	Retail (Investment), Professional, Eligible Counterparty	Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Advising on investments (except on Pension Transfers and Pension Opt Outs)	Retail (Investment), Professional	Spread Bet Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Commodity Future Future (excluding a commodity future and a rolling spot forex contract) Commodity option and option on commodity future Option (excluding a commodity option and an option on a commodity future) Rights to or interests in investments (Contractually Based Investments) Unit Certificates representing certain security Rights to or interests in investments (Security) Warrant Government and public security
Making arrangements with a view to transactions in investments	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Dealing in investments as agent	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Share Rolling spot forex contract Spread Bet Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Arranging safeguarding and administration of assets	Retail (Investment), Professional, Eligible Counterparty	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture
Arranging (bringing about) deals in investments	Professional, Eligible Counterparty, Retail (Investment)	Personal pension scheme Warrant Unit Spread Bet Share Rolling spot forex contract Rights to or interests in investments (Security) Rights to or interests in investments (Contractually Based Investments) Option (excluding a commodity option and an option on a commodity future) Government and public security Future (excluding a commodity future and a rolling spot forex contract) Debenture

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